Search for: "Security Administrative Services, LLC"
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7 Aug 2023, 12:14 pm
The Securities and Exchange Commission today announced settled charges against Theorem Fund Services LLC (TFS), a fund administrator based in Boca Raton, Florida, for failing to respond to red flags relating to a fraud against a private fund and its investors. [read post]
2 Feb 2019, 7:11 am
On December 20, 2018, the staff (the “Staff”) of the Securities and Exchange Commission (“SEC”) granted conditional no-action relief to Madison Capital Funding LLC (“Madison”), an investment adviser registered with the SEC, from certain requirements under Rule 206(4)-2 (the “Custody Rule”) under the Investment Advisers Act of 1940 (the “Advisers Act”) in connection with Madison’s… [read post]
2 Feb 2019, 7:11 am
On December 20, 2018, the staff (the “Staff”) of the Securities and Exchange Commission (“SEC”) granted conditional no-action relief to Madison Capital Funding LLC (“Madison”), an investment adviser registered with the SEC, from certain requirements under Rule 206(4)-2 (the “Custody Rule”) under the Investment Advisers Act of 1940 (the “Advisers Act”) in connection with Madison’s… [read post]
7 Aug 2023, 7:06 am
The Securities and Exchange Commission today announced settled charges against Theorem Fund Services LLC (TFS), a fund administrator based in Boca Raton, Florida, for failing to respond to red flags relating to a fraud against a private fund and its…Read the Full Press Release Have a securities law question? [read post]
8 Jul 2008, 1:49 pm
In the Matter of UBS Securities, LLC and UBS Financial Services, Inc., Docket No. 2008-0045 (Mass. [read post]
7 Nov 2014, 10:14 am
Lax & Neville LLP has nationally represented small broker-dealers, financial services professionals, registered investment advisers and securities industry companies in regulatory matters and securities-related and commercial litigation. [read post]
22 Apr 2013, 8:05 am
For securities purposes, the issuances are both securities issuances, requiring satisfaction of securities law filings (including based on a 701 exemption). [read post]
15 Jun 2021, 6:25 pm
The Securities Law Blog is a service of SECLaw.com, and Mark Astarita, a national securities lawyer with the law firm of Sallah Astarita & Cox, LLC [read post]
17 Apr 2020, 3:00 am
However, it is the goal of Social Security Administration (SSA) programs to try and get eligible disability recipients back to work and off public benefits – at least whenever possible. [read post]
21 Aug 2020, 3:00 am
In disability hearings before Maryland OHO, administrative law judges approve benefits in around 70 percent of cases. [read post]
17 Oct 2017, 1:30 pm
Hughes Network Systems LLC, a Germantown-based provider of managed network services, announced Tuesday its telecommunications products and services will be offered under the General Service Administration’s Enterprise Infrastructure Solutions contract through the award to Level 3 Communications. [read post]
26 Jul 2011, 4:29 pm
The National Credit Union Administration has filed a $629 million securities fraud lawsuit against RBS Securities, Wachovia Mortgage Loan Trust LLC, Nomura Home Equity Loan Inc., Greenwich Capital Acceptance Inc., Lares Asset Securitization Inc., IndyMac MBS Inc., and American Home Mortgage Assets LLC. [read post]
22 Apr 2024, 1:35 am
Potential drawbacks of forming an S corp Administrative burden: Starting and maintaining an S corp is more involved than creating and maintaining an LLC. [read post]
14 Feb 2022, 8:15 am
It also gives you more privacy, because you can use your LLC’s EIN on various business documents and applications instead of your own Social Security number. [read post]
19 Dec 2022, 1:20 pm
The state will administratively cancel the company if a new registered agent is not appointed within 30 days. [read post]
28 Mar 2013, 6:03 am
Today’s post comes from guest author Jon Gelman from Jon Gelman, LLC – Attorney at Law. [read post]
24 May 2023, 5:16 pm
The breach affected the PHI of a total of 230,572 individuals at two covered entities for which MedEvolve provided software and revenue cycle management services: Premier Immediate Medical Care, LLC (204,607 individuals affected) and the office of Dr. [read post]
29 Nov 2017, 8:44 am
Diveley In October, the Social Security Administration (SSA) announced an adjustment to the Social Security taxable wage base to take effect in January based on an increase in average wages. [read post]
31 Dec 1969, 4:00 pm
On March 23, 2017, the Civilian Board of Contract Appeals (CBCA) granted summary judgment to the Department of Energy in a contract dispute with CB&I AREVA MOX Services, LLC (Mox Services) over the appropriate fee in a contract for mixed oxide fuel fabrication and reactor irradiation services with the National Nuclear Security Administration (NNSA). [read post]
8 Aug 2017, 6:31 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
